Leonard Carlton Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leonard Carlton Poon, a licensed former licensee with CE reference AAB718. This person has 2.3 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-07-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-07-01 |