Amy Sau Yin Lui
呂秀賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Sau Yin Lui (呂秀賢), a licensed former licensee with CE reference AAB628. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 — Advising on securities | 2006-02-16 | 2011-12-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-02-16 | 2011-12-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2006-02-16 | 2011-12-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-02-16 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2006-02-16 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-25 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | present | 2006-02-16 |