Amy Sau Yin Lui
呂秀賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Sau Yin Lui (呂秀賢), a licensed former licensee with CE reference AAB628. This person has 8.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 - Advising on securities | 2006-02-16 | 2011-12-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-02-16 | 2011-12-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 - Asset management | 2006-02-16 | 2011-12-01 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-02-16 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2006-02-16 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-25 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amy Sau Yin Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.