Dennis Wing Kum Yuen
袁榮錦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Wing Kum Yuen (袁榮錦), a licensed former licensee with CE reference AAB487. This person has 18.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bokhary Securities Limited 包大衞証券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-22 | 2022-04-01 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2014-12-10 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-16 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-16 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dennis Wing Kum Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.