Wun (SFC:AAB396) Chan
陳垣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wun (SFC:AAB396) Chan (陳垣), a licensed former licensee with CE reference AAB396. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLS Securities Limited 佳隆證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-24 | 2019-11-04 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-10 | 2017-03-31 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-08-01 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-07 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-07 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-07 |