David Wing Kwong Yuen
袁榮光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wing Kwong Yuen (袁榮光), a licensed former licensee with CE reference AAB294. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-06 | 2010-09-03 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-03 | 2007-09-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-02 | 2005-11-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-06-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-06-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-06-10 |