David Wing Kwong Yuen
袁榮光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Wing Kwong Yuen (袁榮光), a licensed former licensee with CE reference AAB294. This person has 7.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-06 | 2010-09-03 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-03 | 2007-09-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-02 | 2005-11-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Wing Kwong Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.