Andrew King Sun Lam
林勁生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew King Sun Lam (林勁生), a licensed former licensee with CE reference AAB168. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-04-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-11 | 2017-10-02 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-26 | 2010-02-04 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-01-16 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-29 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-29 |
| Metro Capital Securities Limited 美高證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-29 |