Francisco Chung Chun Kwok

郭中濬
CE No. AAB145 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francisco Chung Chun Kwok (郭中濬), a licensed former licensee with CE reference AAB145. This person has 2.9 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
ANA Securities Company Limited RO Type 1 - Dealing in securities 2005-03-31 2006-02-28
ANA Securities Company Limited RO Type 4 - Advising on securities 2005-03-31 2006-02-28
Kwok Chung Chun Securities Company RO Type 1 - Dealing in securities Pre-2003 2005-03-31
Kwok Chung Chun Securities Company RO Type 4 - Advising on securities Pre-2003 2005-03-31
Kwok Chung Chun Securities Company RO Type 6 - Advising on corporate finance Pre-2003 2005-03-23
Kwok Chung Chun Securities Company RO Type 9 - Asset management Pre-2003 2005-03-23

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Francisco Chung Chun Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Bud Kwun Chiu ANA Securities Company Limited 2005
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