James Yu King Luk

陸宇經
CE No. AAB094 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Yu King Luk (陸宇經), a licensed former licensee with CE reference AAB094. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
GT Capital Limited
高富金融有限公司
RO Type 1 — Dealing in securities present 2005-09-26
GT Capital Limited
高富金融有限公司
RO Type 4 — Advising on securities present 2005-09-26
GT Capital Limited
高富金融有限公司
RO Type 6 — Advising on corporate finance present 2005-01-10
GT Capital Limited
高富金融有限公司
RO Type 9 — Asset management present 2005-01-10

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