Man Wand Chau
曹文運
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Wand Chau (曹文運), a licensed former licensee with CE reference AAB074. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Intercontinent Securities Company Limited 通陸證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-30 | 2022-02-20 |
| Intercontinent Securities Company 通陸證券公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-30 |
| Intercontinent Securities Company 通陸證券公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-10 |
| Intercontinent Securities Company 通陸證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-10 |
| Intercontinent Securities Company 通陸證券公司 |
Rep | Type 9 — Asset management | present | 2005-03-10 |