Chiu Kwong Tse
謝潮光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kwong Tse (謝潮光), a licensed former licensee with CE reference AAA915. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-16 | 2019-05-02 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-09-12 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-21 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-21 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-21 |