Kwok Wah Li
李國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wah Li (李國華), a licensed former licensee with CE reference AAA893. This person has 5.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-09-09 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-08-16 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-19 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-19 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wah Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.