Kin Wing Lau
劉建榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wing Lau (劉建榮), a licensed former licensee with CE reference AAA832. This person has 13.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-01 | 2016-04-22 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-31 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wing Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.