Hon Wai (SFC:AAA787) Lau
劉漢威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wai (SFC:AAA787) Lau (劉漢威), a licensed former licensee with CE reference AAA787. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-01-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-11 |