Hok Wing Lam
林鶴榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Wing Lam (林鶴榮), a licensed former licensee with CE reference AAA737. This person has 10.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-11 | 2014-01-04 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-06-28 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-29 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-29 |
| Yan Yan Investment Limited 人人投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-29 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chuen Cheong Au | Yan Yan Investment Limited | 2003–2005 |
| Michael Yu Kwan Au Yeung | Yan Yan Investment Limited | 2003–2005 |
| Shu Ki Cheung | Yan Yan Investment Limited | 2003–2005 |
| Chau Chan | Yan Yan Investment Limited | 2003–2005 |
| Kwok Hay Hui | Yan Yan Investment Limited | 2003–2005 |
| Fai Chuen Lai | Yan Yan Investment Limited | 2003–2005 |
| Yum To Lam | Yan Yan Investment Limited | 2003–2005 |
| Hong Kit Leung | Yan Yan Investment Limited | 2003–2005 |
| Ni Lam | Yan Yan Investment Limited | 2003–2005 |
| Yuk Lung Lau | Yan Yan Investment Limited | 2003–2005 |
| Paul Wing Cheung Chan | Yan Yan Investment Limited | 2003–2005 |
| Nancy Juliette Lam | Yan Yan Investment Limited | 2004–2005 |
| Wan Ling Ng | Yan Yan Investment Limited | 2003 |
| Ian Siu Wa Au Yeung | Yan Yan Investment Limited | 2003–2004 |