Cindy Wai Kit Koo Ho
顧何慧潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Wai Kit Koo Ho (顧何慧潔), a licensed former licensee with CE reference AAA689. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Truth Securities Limited 致富證券投資有限公司 |
RO | Type 1 — Dealing in securities | present | 2019-08-31 |
| Truth Securities Limited 致富證券投資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-24 |
| Truth Securities Limited 致富證券投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-24 |
| Truth Securities Limited 致富證券投資有限公司 |
RO | Type 9 — Asset management | present | 2005-02-24 |