Kwok Hung Lai

黎國雄
CE No. AAA611 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung Lai (黎國雄), a licensed former licensee with CE reference AAA611. This person has 17.3 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2017-10-03 2020-08-07
KGI Asia Limited
凱基證券亞洲有限公司
Rep Type 1 - Dealing in securities 2013-10-25 2017-10-02
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2008-02-20 2013-10-04
Lamtex Securities Limited
林達證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2008-02-01
Lamtex Securities Limited
林達證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-02-18
Lamtex Securities Limited
林達證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-02-18
Lamtex Securities Limited
林達證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-02-18

Worked alongside

The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Hung Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yim King Kung Lamtex Securities Limited 2003–2008
Tai Chow Lamtex Securities Limited 2003–2008
Yuen Man Chan Lamtex Securities Limited 2003–2008
Keung Chau Cheng Lamtex Securities Limited 2003–2008
Lai Fong Cham Lamtex Securities Limited 2003–2008
Hon Wah Ho Lamtex Securities Limited 2003–2008
Kwan Wai Lam Lamtex Securities Limited 2003–2008
Kwan Yee Lam Lamtex Securities Limited 2003–2008
Hoi Yuen Leung Lamtex Securities Limited 2003–2008
Kwan Chuen Lam Lamtex Securities Limited 2003–2008
Chun Wan Tang Lamtex Securities Limited 2003–2008
Hing Choi U Lamtex Securities Limited 2003–2008
Shue Shing Ng Lamtex Securities Limited 2003–2007
Danny Chue Sek Luk Lamtex Securities Limited 2003–2006
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