Kwok Hung Lai
黎國雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Hung Lai (黎國雄), a licensed former licensee with CE reference AAA611. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-08-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-25 | 2017-10-02 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-20 | 2013-10-04 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-02-01 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |