Yen Pui Liu
廖潤培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen Pui Liu (廖潤培), a licensed former licensee with CE reference AAA569. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2021-02-27 |
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-12 |
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Gold Fund Securities Company Limited 金豐證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-12 |