Sammy Kin Keung Shiu
蕭健強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Kin Keung Shiu (蕭健強), a licensed former licensee with CE reference AAA540. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-14 | 2015-04-27 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-02-14 | 2015-04-27 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 — Asset management | 2014-02-14 | 2014-10-14 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-28 | 2015-04-27 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-31 | 2009-06-30 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-12 | 2009-01-31 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2007-10-12 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-21 | 2007-09-01 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-04 | 2006-02-21 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-30 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 4 — Advising on securities | present | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-12-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 9 — Asset management | present | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 9 — Asset management | present | 2004-03-31 |