Sammy Kin Keung Shiu
蕭健強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sammy Kin Keung Shiu (蕭健強), a licensed former licensee with CE reference AAA540. This person has 11.9 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-10-14 | 2015-04-27 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-02-14 | 2015-04-27 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2014-02-14 | 2014-10-14 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-28 | 2015-04-27 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-31 | 2009-06-30 |
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-10-12 | 2009-01-31 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-12 | 2007-10-12 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
RO | Type 1 - Dealing in securities | 2006-02-21 | 2007-09-01 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-04 | 2006-02-21 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-12-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-12-30 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-12-30 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-31 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-31 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sammy Kin Keung Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.