David Kwong Tat Lau
劉廣達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwong Tat Lau (劉廣達), a licensed former licensee with CE reference AAA443. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-10-03 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-06-10 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-10 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-06-10 |