David Kwong Tat Lau
劉廣達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwong Tat Lau (劉廣達), a licensed former licensee with CE reference AAA443. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-10-03 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-06-10 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-10 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-06-10 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as David Kwong Tat Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Philip Hing Kai Chung | Nittan Securities Asia Limited | 2003–2007 |
| Wing Cheong Chan | Nittan Securities Asia Limited | 2003–2007 |
| King Kun Wong | Nittan Securities Asia Limited | 2003–2007 |
| Kai Chung Yim | Nittan Securities Asia Limited | 2007 |
| Wing Hong Yeung | Nittan Securities Asia Limited | 2007 |