Pui Kwong Chan
陳沛光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Kwong Chan (陳沛光), a licensed former licensee with CE reference AAA421. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-20 | 2012-04-01 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2007-12-20 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-06 | 2006-04-28 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-06 | 2006-04-28 |