Ting Wan Law
羅定雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Wan Law (羅定雲), a licensed former licensee with CE reference AAA251. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Yee Securities Company Limited 詠誼證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-11 | 2016-07-25 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-03 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-03 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-03 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-04-03 |
| Worldtop Securities Limited 大世界證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-03 |