Yan Yang
杨炎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yang (杨炎), a licensed Responsible Officer with CE reference BXT715. Currently licensed at 1 firm(s): Southwest Securities (HK) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-30 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 - Advising on securities | 2026-06-30 | present |