To Luen Lam
林韜聯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Luen Lam (林韜聯), a licensed former licensee with CE reference BVL599. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-06 | 2025-06-06 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-06 | 2025-06-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as To Luen Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.