Lu Lu
卢璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Lu (卢璐), a licensed former licensee with CE reference BUT787. This person has 1.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-04-11 | 2026-05-19 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-18 | 2025-04-11 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-18 | 2026-05-19 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-18 | 2026-05-19 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-01 | 2024-12-10 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-19 | 2024-11-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-04-19 | 2024-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lu Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.