Lakshman Misra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lakshman Misra, a licensed former licensee with CE reference BUP852. This person has 0.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-24 | 2024-07-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2024-01-24 | 2024-07-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-24 | 2024-07-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2024-01-24 | 2024-07-23 |