Siu Wai Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Ng (吳肇偉), a licensed Representative with CE reference BUF941. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-03 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-03 | present |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-11 | 2024-06-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-11 | 2024-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.