Xiaoyan Shu
舒晓燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyan Shu (舒晓燕), a licensed former licensee with CE reference BUD562. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-04 | 2024-01-31 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-04 | 2024-01-31 |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-12-04 | 2024-01-31 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyan Shu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Craig Andrew Duffy | GLP HK Investment Management Limited | 2023–2024 |
| Ran Ryan Chao | GLP HK Investment Management Limited | 2023–2024 |
| Darren Cheung | GLP HK Investment Management Limited | 2023–2024 |
| Venus Kai Yan Tse | GLP HK Investment Management Limited | 2023–2024 |
| Bing Huan Kirby Xie | GLP HK Investment Management Limited | 2023–2024 |
| Yucheng Xu | GLP HK Investment Management Limited | 2023–2024 |
| Jin Cao | GLP HK Investment Management Limited | 2023–2024 |
| Ching Ping Tse | GLP HK Investment Management Limited | 2023–2024 |
| Tianbing Wang | GLP HK Investment Management Limited | 2023–2024 |
| Irene Wa Yan Kwok | GLP HK Investment Management Limited | 2023–2024 |
| Juliana Yin Yan Law | GLP HK Investment Management Limited | 2023–2024 |
| Kaibei Lin | GLP HK Investment Management Limited | 2023–2024 |
| Yik Kwan Mok | GLP HK Investment Management Limited | 2023–2024 |
| Dao Song | GLP HK Investment Management Limited | 2023–2024 |
| Haohua Lin | GLP HK Investment Management Limited | 2023–2024 |