Xiaozhou Cao

曹小舟
CE No. BTX930 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozhou Cao (曹小舟), a licensed former licensee with CE reference BTX930. This person has 0.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 1 - Dealing in securities 2023-07-20 2023-12-29
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 2 - Dealing in futures contracts 2023-07-20 2023-12-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaozhou Cao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yipeng Yu CITIC Securities International Global Markets Limited 2023
Jeremy David Collard CITIC Securities International Global Markets Limited 2023
Zhirui Du CITIC Securities International Global Markets Limited 2023
Joanne Yan-Wah Lau CITIC Securities International Global Markets Limited 2023
Kotis Cheuk Hin Lee CITIC Securities International Global Markets Limited 2023
Shang Xian Li CITIC Securities International Global Markets Limited 2023
Xinyi Liang CITIC Securities International Global Markets Limited 2023
Wang Lin CITIC Securities International Global Markets Limited 2023
Yiding Shen CITIC Securities International Global Markets Limited 2023
Jung Hun Song CITIC Securities International Global Markets Limited 2023
Xuan Zhou CITIC Securities International Global Markets Limited 2023
Ka Kei Chung CITIC Securities International Global Markets Limited 2023
Na Cheung CITIC Securities International Global Markets Limited 2023
Zhijian Guo CITIC Securities International Global Markets Limited 2023
Yuezhi Liao CITIC Securities International Global Markets Limited 2023
Qianya Sun CITIC Securities International Global Markets Limited 2023
Jingxing Cai CITIC Securities International Global Markets Limited 2023
Sachuer Bao CITIC Securities International Global Markets Limited 2023
Yik Chun Chan CITIC Securities International Global Markets Limited 2023
Hu Chen CITIC Securities International Global Markets Limited 2023
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