Ka Wai Lum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Lum ( ), a licensed former licensee with CE reference BTT033. This person has 0.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSQ Capital Management Limited |
RO | Type 9 - Asset management | 2023-10-19 | 2024-04-19 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wai Lum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Patrick Yuhsiang Su | BSQ Capital Management Limited | 2023–2024 |