Kin Chi Ludovic Shum
沈建誌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chi Ludovic Shum (沈建誌), a licensed former licensee with CE reference BTE884. This person has less than 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AMINA (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2023-11-03 | 2023-11-10 |
| AMINA (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2023-11-03 | 2023-11-10 |
| AMINA (Hong Kong) Limited | RO | Type 9 - Asset management | 2023-11-03 | 2023-11-10 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Chi Ludovic Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Eddy Wai Kit Yeung | AMINA (Hong Kong) Limited | 2023 |
| Amy Hangshin Yu | AMINA (Hong Kong) Limited | 2023 |
| Gregory Max Mall | AMINA (Hong Kong) Limited | 2023 |