Caroline Liu

劉嘉霖
CE No. BSQ863 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Liu (劉嘉霖), a licensed former licensee with CE reference BSQ863. This person has 2.3 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Hammer Capital Asset Management Limited
黑馬資本資產管理有限公司
Rep Type 4 - Advising on securities 2022-07-04 2024-10-10
Hammer Capital Asset Management Limited
黑馬資本資產管理有限公司
Rep Type 9 - Asset management 2022-07-04 2024-10-10

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Caroline Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Amanda Chi Yan Chau Hammer Capital Asset Management Limited 2022–2024
Siu Fai Cheung Hammer Capital Asset Management Limited 2022–2024
Kwok Ho Nick Hioe Hammer Capital Asset Management Limited 2022–2024
Pei Yu Kuo Hammer Capital Asset Management Limited 2022–2024
Zhe Wang Hammer Capital Asset Management Limited 2022–2024
Shing Hang Kevin Arthur Yeh Hammer Capital Asset Management Limited 2022–2024
Ka Wai Wong Hammer Capital Asset Management Limited 2022–2024
Wan-Yu Tsai Hammer Capital Asset Management Limited 2022–2024
Man Kit Chau Hammer Capital Asset Management Limited 2022–2024
Tung Sum Thomas Kwok Hammer Capital Asset Management Limited 2022–2023
Wah Hung Chow Hammer Capital Asset Management Limited 2024
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