Lu Deng
鄧璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Deng (鄧璐), a licensed former licensee with CE reference BSM515. This person has 2.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Securities Limited 黃河證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-23 | 2024-12-20 |
| Yellow River Securities Limited 黃河證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-22 | 2024-10-23 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 9 - Asset management | 2023-09-08 | 2024-05-15 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-19 | 2024-05-15 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-19 | 2024-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lu Deng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.