Xu Shen
沈旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu Shen (沈旭), a licensed Representative with CE reference BSG573. Currently licensed at 1 firm(s): Soochow Securities International Brokerage Limited. Active regulated activities: Type 4 - Advising on securities. This person has 2.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-19 | present |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-06 | 2024-01-12 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-06 | 2024-01-12 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-04-06 | 2024-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xu Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.