Wai Yu Lee
李惠如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu Lee (李惠如), a licensed former licensee with CE reference BRW415. This person has 3.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-12 | 2025-12-03 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 - Asset management | 2022-04-12 | 2025-12-03 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-02 | 2022-02-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yu Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.