Ningyuan Liu
劉宁遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningyuan Liu (劉宁遠), a licensed former licensee with CE reference BRU786. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-05 | 2023-02-15 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-05 | 2023-02-15 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Ningyuan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.