Faloon Ong
王富倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Faloon Ong (王富倫), a licensed former licensee with CE reference BRG892. This person has 1.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-06-27 | 2023-07-28 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-06-27 | 2023-07-28 |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-06-27 | 2023-07-28 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-22 | 2022-05-24 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-18 | 2021-09-02 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-18 | 2021-09-02 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-18 | 2021-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Faloon Ong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.