Lisi Xia
夏立斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisi Xia (夏立斯), a licensed former licensee with CE reference BRE261. This person has 2.8 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-10 | 2024-03-11 |
| Huafu International Securities Limited 華福國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-11-10 | 2024-03-11 |
| Huafu International Finance Limited 華福國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-09-15 | 2024-03-11 |
| Huafu International Finance Limited 華福國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-10 | 2021-09-15 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Lisi Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.