Ho Yin Yenn
嚴浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Yenn (嚴浩然), a licensed former licensee with CE reference BQV110. This person has 1.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-08-29 | 2023-09-26 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-28 | 2022-06-15 |
| Mouette Securities Company Limited 海盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-28 | 2022-06-15 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-09 | 2021-04-01 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-09 | 2021-04-01 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-03-09 | 2021-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Yenn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.