Xiao Xu
徐曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Xu (徐曉), a licensed former licensee with CE reference BQR044. This person has 2.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-08 | 2023-07-07 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.