Niamh Catriona Walker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niamh Catriona Walker, a licensed former licensee with CE reference BPT317. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-20 | 2022-07-28 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 - Asset management | 2021-09-20 | 2022-07-28 |
| Capstone Financial (HK) Limited | Rep | Type 4 - Advising on securities | 2020-07-13 | 2021-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Niamh Catriona Walker during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.