Yoshinobu Sugiyama
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshinobu Sugiyama, a licensed former licensee with CE reference BPH536. This person has 3.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-14 | 2023-10-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-14 | 2023-10-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-14 | 2023-10-23 |