Raymond Wai Ming Chi

池偉明
CE No. BPG487 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Ming Chi (池偉明), a licensed former licensee with CE reference BPG487. This person has 0.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
SBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
Rep Type 4 - Advising on securities 2019-12-27 2020-06-05
SBI China Capital Asset Management Limited
軟庫中華金融資產管理有限公司
Rep Type 9 - Asset management 2019-12-27 2020-06-05

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Wai Ming Chi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Janice Jhet Yen Chia SBI China Capital Asset Management Limited 2019–2020
Wenli Ye SBI China Capital Asset Management Limited 2019–2020
Tony Kam Fung Ching SBI China Capital Asset Management Limited 2019–2020
Hiu Fung Ngo SBI China Capital Asset Management Limited 2019–2020
Kin Hang Chow SBI China Capital Asset Management Limited 2019–2020
Shing Chi Tse SBI China Capital Asset Management Limited 2019–2020
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