James Alistair Carpenter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Alistair Carpenter, a licensed former licensee with CE reference BPE998. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eclipse Options (HK) Limited | Rep | Type 2 - Dealing in futures contracts | 2020-01-22 | 2020-06-24 |
| Eclipse Options (HK) Limited | Rep | Type 1 - Dealing in securities | 2019-12-02 | 2020-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Alistair Carpenter during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.