Adam Rix
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Rix, a licensed former licensee with CE reference BOT524. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-11 | 2021-08-15 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 - Asset management | 2019-09-11 | 2021-08-15 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam Rix during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Soohee Lee | SEI Investments (Asia) Limited | 2019–2021 |
| Ka Man Yau | SEI Investments (Asia) Limited | 2019–2021 |
| Brian Wei Chiang Chiu | SEI Investments (Asia) Limited | 2019–2021 |
| John Waitong Lau | SEI Investments (Asia) Limited | 2019–2021 |
| Arnoldus Johannes Looijestijn | SEI Investments (Asia) Limited | 2019–2021 |
| William Theodore Lawrence | SEI Investments (Asia) Limited | 2019–2021 |
| Xiaowen Xu | SEI Investments (Asia) Limited | 2019–2021 |