Yu Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Han, a licensed former licensee with CE reference BOR260. This person has 0.9 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-10 | 2020-07-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-10 | 2020-07-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-09-10 | 2020-07-31 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Han during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.