Shan Li
李山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Li (李山), a licensed former licensee with CE reference BOJ361. This person has 0.8 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Direction Capital Limited 方向資本有限公司 |
RO | Type 4 - Advising on securities | 2020-05-08 | 2021-02-08 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 9 - Asset management | 2020-05-08 | 2021-02-08 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Pinggui Xiang | Direction Capital Limited | 2020–2021 |