Tzu Yuan Chen
陳資元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tzu Yuan Chen (陳資元), a licensed former licensee with CE reference BOG778. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-08 | 2019-06-06 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-04-08 | 2019-06-06 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Tzu Yuan Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.