Michael Scott Rosen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Scott Rosen, a licensed former licensee with CE reference BOD283. This person has 5.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 - Dealing in securities | 2024-03-21 | 2025-02-15 |
| Marex Financial Services Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2024-03-21 | 2025-02-15 |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-01-16 | 2024-03-21 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-16 | 2024-03-21 |
| Xeram and Company (Asia) Limited | RO | Type 1 - Dealing in securities | 2019-05-17 | 2023-12-08 |
| Xeram and Company (Asia) Limited | RO | Type 2 - Dealing in futures contracts | 2019-05-17 | 2023-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Scott Rosen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.