Shumin Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shumin Li, a licensed former licensee with CE reference BNY034. This person has 3.0 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldstream Capital Management Limited 金涌資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-25 | 2022-01-31 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Shumin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.