Charles Yik Ning Ngai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Yik Ning Ngai (魏翊寧), a licensed Representative with CE reference BNO688. Currently licensed at 1 firm(s): Soochow Securities International Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 7.1 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-24 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-24 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-06 | 2026-01-05 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-06 | 2026-01-05 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-18 | 2023-05-24 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-18 | 2023-05-24 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-07-18 | 2023-05-24 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-12-24 | 2022-04-13 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-12 | 2021-11-16 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-07-12 | 2021-11-16 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-08 | 2021-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-06-08 | 2021-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-08 | 2021-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2020-06-08 | 2021-06-30 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-08-27 | 2020-05-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-08-27 | 2020-05-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-10 | 2020-05-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-19 | 2020-05-30 |
| Provident Futures (Hong Kong) Limited 寶山期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-19 | 2020-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Yik Ning Ngai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.